Empire Stockbroker Training LLC
Series 65 Exam

Study Aids

Series 65 Book

Series 65 Exam Course Textbook   

Our Series 65 self-study book allows you to learn on your own with up-to-date study materials, prep chapter tests, final exams, and a glossary of terms.


The Series 65 Exam is designed for individuals who must satisfy state investment adviser requirements. The exam focuses on: federal securities law, the Uniform Securities Act, and unethical business practices of investment advisers. 


Our Series 65 Course Textbook Includes:

  • Illustrations
  • Chapter exams with explanations
  • Memory tricks
  • Questions and answers that go along with the book
  • Four practice final exams with explanations
  • A glossary of Series 65 terms

​Only $119



Series 65 On-Demand

When ordering the Empire Stockbroker Series 65 On-Demand course, you not only receive the Series 65 Course Textbook (see above) but also access to videos of the material covered in our 3-day course plus access to our Series 65 Online testing program (see below). 

The videos are available 24 hours a day for a full 3 months. Each chapter is broken down into several manageable subchapters to aid in learning. At the end of each chapter you will have a link to chapter questions and answers.

Only $275


S65 Online Testing

For only $54, the Empire Series 7 Online testing program gives you full access to over hundreds of updated Series 65 practice exam questions. You will receive access to the exams 24 hours a day, 7 days a week for a full 2 months. 

The Series 65 Online testing program allows you to take chapter exams and practice final exams. After completing your exam, you will be able to review your answers, receive detailed explanations, and see the chapter breakdown so you know which chapter (or chapters) to focus on. 

Only $54

98 New Highway, Commack, New York, 11725, United States
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